DFX Intelligence

G••••••• R••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G••••••• R••••••• P••••••• L••

CRD 139723

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d07e9289-f8cc-8c9c-7e46-ea9041182bae

Data as of Jan 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Jan 26, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $192M••• Locked
Discretionary RAUM: $192M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••••• R••••••• F••• L•	Hedge Fund	$20.8M	Sep 23, 2022	59	Mar 13, 2012	reported	021-77623
G••••••• R••••••• O••••••••• L••	Hedge Fund	$14.9M	Feb 10, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• H••••••• L••	Member	E	yes	05/2004	Mar 13, 2012	Jan 26, 2015
I••••••• G•••••• R•••	Owner	E	yes	03/2000	Mar 13, 2012	Jan 26, 2015
I••••••• G•••••• R•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 26, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$192M	$307M	-37.3%	$611M	-32.0%	5	9	n/a	n/a

Relationships

Advises (4)

→ G••••••• R••••••• F••• L•Private fundHedge Fund, ERA
Mar 13, 2012 to presentfactForm ADV
→ G••••••• R••••••• O••••••••• F••• L•Private fundHedge Fund, ERA
Mar 13, 2012 to presentfactForm ADV
→ G••••••• R••••••• F••• L••Private fundHedge Fund, ERA
Mar 13, 2012 to presentfactForm ADV
→ G••••••• R••••••• O••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d07e9289-f8cc-8c9c-7e46-ea9041182bae
First observed: Mar 13, 2012
Last observed: Jan 26, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.