DFX Intelligence

J••••••• P•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••••• P•••• D••••

Advisor at R•• R•••••••• L••

NEW YORK, NY | Chicago, IL

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Search this name across graphsid dfx:ria:d082adc2-d92e-55b1-f8c6-6106ad2efa43

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• R•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• R•••••••• L••	Bd affiliated wealth	Mar 8, 2010	n/a	yes	NEW YORK, NY\|Chicago, IL\|Chicago, IL	Current employment
P•••••••• I••••••••• I•••	Former SEC adviser	Apr 23, 2007	Aug 13, 2009	no	ADDISON, TX\|WELLESLEY, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• I••••••••• I•••	R•• R•••••••• L••	Aug 13, 2009	Mar 8, 2010	207	Firm change	Other

Relationships

Registered with (2)

→ R•• R•••••••• L••Registered adviserregistration: current employment
Mar 8, 2010 to presentfactForm ADV
→ P•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2007 to Aug 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d082adc2-d92e-55b1-f8c6-6106ad2efa43
First observed: Apr 23, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.