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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PLEASANT LAKE PARTNERS LLC

CRD 165958

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d083f7d7-2d71-149a-24e5-6af959e25924

Data as of Sep 12, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 4
Observed: Jun 30, 2015 to Sep 12, 2016
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Pleasant Lake Partners LLC

Venture manager · shared crd

Independent Sponsorsidentity

Pleasant Lake Partners LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Pleasant Lake Partners LLC

Private equity manager · shared crd

RIA / Wealth Managementidentity

PLEASANT LAKE PARTNERS LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $297MItem 5.F on the latest filing (2016-09-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $297M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Accounts: 6
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $297Mgross asset value as reported per fund; never fund size
Custody, client assets: $2.6M
SEC number: 801-100494
CRD: 165958
Filings on the tape: 4
First filed: Jun 30, 2015
Latest filed: Sep 12, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PLEASANT LAKE OFFSHORE MASTER FUND L.P.	Hedge Fund	$250M	Sep 12, 2016	52	Apr 4, 2013	reported	021-190582
PLEASANT LAKE OPPORTUNITIES FUND LP - DEL TACO SERIES	Hedge Fund	$27.0M	Sep 12, 2016	20	Jun 30, 2015	reported	021-237448
PLEASANT LAKE OPPORTUNITIES FUND LP - DHX SERIES	Hedge Fund	$17.1M	Sep 12, 2016	11	Mar 31, 2015	reported	021-232722
PLEASANT LAKE CO-INVEST I LLC	Hedge Fund	$2.6M	Sep 12, 2016	4	Mar 26, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LENNON, JONATHAN, PATRICK	MANAGING MEMBER, CO-FOUNDER AND PORTFOLIO MANAGER	E	yes	08/2012	Jun 30, 2015	Sep 12, 2016
LENNON, JONATHAN, PATRICK	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, CO-FOUNDER AND PORTFOLIO MANAGER	E	yes	08/2012	Jun 30, 2015	Sep 12, 2016
PLP MM LLC	MANAGING MEMBER	Na	yes	08/2012	Jun 30, 2015	Sep 12, 2016
MASTROCOLA, DAVID, JOHN	ADVISORY CHAIRMAN	B	no	08/2012	Jun 30, 2015	Sep 12, 2016
SCHWARTZ, MARK, (NMN)	LIMITED PARTNER	B	no	12/2012	Jun 30, 2015	Sep 12, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PL OPPORTUNITIES GP LLC	n/a	n/a	n/a	N	yes	n/a
PLEASANT LAKE ONSHORE GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$297M	$297M	5	3	n/a	4	$297M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$297M	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (4)

→ PLEASANT LAKE OFFSHORE MASTER FUND L.P.Private fundHedge Fund, IA
Apr 4, 2013 to presentfactForm ADV
→ PLEASANT LAKE OPPORTUNITIES FUND LP - DEL TACO SERIESPrivate fundHedge Fund, IA
Jun 30, 2015 to presentfactForm ADV
→ PLEASANT LAKE CO-INVEST I LLCPrivate fundHedge Fund, IA
Mar 26, 2014 to presentfactForm ADV
→ PLEASANT LAKE OPPORTUNITIES FUND LP - DHX SERIESPrivate fundHedge Fund, IA
Mar 31, 2015 to presentfactForm ADV

Owns (2)

← SCHWARTZ, MARK, (NMN)OwnerLIMITED PARTNER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV
← MASTROCOLA, DAVID, JOHNOwnerADVISORY CHAIRMAN, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV

Controls (2)

← LENNON, JONATHAN, PATRICKOwnerMANAGING MEMBER, CO-FOUNDER AND PORTFOLIO MANAGER, ownership code E, individual
Jun 30, 2015 to presentfactForm ADV
← PLP MM LLCOwnerMANAGING MEMBER, ownership code NA, domestic entity
Jun 30, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 30, 2015
First Form ADV filing
Pleasant Lake Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d083f7d7-2d71-149a-24e5-6af959e25924
First observed: Jun 30, 2015
Last observed: Sep 12, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLEASANT LAKE PARTNERS LLC

CRD 165958

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d083f7d7-2d71-149a-24e5-6af959e25924

Data as of Sep 12, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PLEASANT LAKE OFFSHORE MASTER FUND L.P.

Hedge Fund

$250M

Sep 12, 2016

Apr 4, 2013

reported

021-190582

PLEASANT LAKE OPPORTUNITIES FUND LP - DEL TACO SERIES

Hedge Fund

$27.0M

Sep 12, 2016

Jun 30, 2015

reported

021-237448

PLEASANT LAKE OPPORTUNITIES FUND LP - DHX SERIES

Hedge Fund

$17.1M

Sep 12, 2016

Mar 31, 2015

reported

021-232722

PLEASANT LAKE CO-INVEST I LLC

Hedge Fund

$2.6M

Sep 12, 2016

Mar 26, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LENNON, JONATHAN, PATRICK

MANAGING MEMBER, CO-FOUNDER AND PORTFOLIO MANAGER

yes

08/2012

Jun 30, 2015

Sep 12, 2016

LENNON, JONATHAN, PATRICK

CHIEF COMPLIANCE OFFICER, MANAGING MEMBER, CO-FOUNDER AND PORTFOLIO MANAGER

yes

08/2012

Jun 30, 2015

Sep 12, 2016

PLP MM LLC

MANAGING MEMBER

yes

08/2012

Jun 30, 2015

Sep 12, 2016

MASTROCOLA, DAVID, JOHN

ADVISORY CHAIRMAN

08/2012

Jun 30, 2015

Sep 12, 2016

SCHWARTZ, MARK, (NMN)

LIMITED PARTNER

12/2012

Jun 30, 2015

Sep 12, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PL OPPORTUNITIES GP LLC

n/a

yes

n/a

PLEASANT LAKE ONSHORE GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$297M

n/a

$297M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$297M

n/a