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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HANCOCK VENTURE PARTNERS, INC.

CRD 109783

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0840db6-88e4-5b35-5731-2d5ec963c54a

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Apr 1, 2013
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Hancock Venture Partners, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.1MItem 5.F on the latest filing (2013-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $5.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $5.1M
SEC number: 801-17824
CRD: 109783
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Apr 1, 2013
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARTNERSHIP FUND L.P.	Private Equity Fund	$33.8M	Oct 23, 2012	51	Mar 30, 2012	reported	021-99999
HARBOURVEST PARTNERS IV-PARTNERSHIP FUND L.P.	Private Equity Fund	$5.1M	Apr 1, 2013	25	Mar 30, 2012	reported	021-99999
HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARALLEL PARTNERSHIP FUND L.P.	Private Equity Fund	$2.1M	Oct 23, 2012	2	Mar 30, 2012	reported	021-99999
DOVER STREET III L.P.	Private Equity Fund	$2.1M	Oct 23, 2012	35	Mar 30, 2012	reported	021-99999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHN HANCOCK HOLDINGS (DELAWARE) LLC	Shareholder	E	yes	12/2009	Mar 30, 2012	Apr 1, 2013
JOHN HANCOCK LIFE INSURANCE COMPANY (USA)	Member	E	yes	12/2009	Mar 30, 2012	Apr 1, 2013
JOHN HANCOCK SUBSIDIARIES LLC	Shareholder	E	yes	08/1982	Mar 30, 2012	Apr 1, 2013
MANUFACTURERS LIFE INSURANCE COMPANY	Shareholder	E	yes	12/2003	Mar 30, 2012	Apr 1, 2013
MANULIFE FINANCIAL CORPORATION	Shareholder	E	yes	09/1999	Mar 30, 2012	Apr 1, 2013
MANULIFE HOLDINGS (ALBERTA) LIMITED	Member	E	yes	12/2009	Mar 30, 2012	Apr 1, 2013
THE MANUFACTURERS INVESTMENT CORPORATION	Shareholder	E	yes	01/2002	Mar 30, 2012	Apr 1, 2013
ZUG, DAVID, BROOKS	SENIOR MANAGING DIRECTOR	Na	yes	01/1997	Mar 30, 2012	Apr 1, 2013
BUDDE, DANIEL	VICE PRESIDENT	Na	no	06/2011	Mar 30, 2012	Apr 1, 2013
HARTZ, SCOTT	VICE PRESIDENT	Na	no	05/2004	Mar 30, 2012	Apr 1, 2013
VORLICEK, MARTHA, DIMATTEO	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	Na	no	10/2004	Mar 30, 2012	Apr 1, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HARBOURVEST PARTNERS, LLC	n/a	Asset manager	$191B	Y	yes	n/a
BACK BAY PARTNERS XI, L.P.	n/a	n/a	n/a	Y	yes	n/a
HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
HANCOCK CAPITAL INVESTMENTS IV, LLC	n/a	n/a	n/a	N	yes	n/a
HANCOCK CAPITAL INVESTMENTS V, LLC	n/a	n/a	n/a	N	yes	n/a
HANCOCK CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
HANCOCK MEZZANINE INVESTMENTS III, LLC	n/a	n/a	n/a	N	yes	n/a
HANCOCK MEZZANINE INVESTMENTS, LLC	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$5.1M	$5.1M	6	6	n/a	1	$5.1M
2011	Mar 30, 2012	$52.5M	$52.5M	n/a	n/a	n/a	4	$52.5M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$5.1M	$52.5M	-90.3%	n/a	n/a	6	n/a	n/a	n/a

Relationships

Affiliated with (2)

← SIGNATOR FINANCIAL SERVICES, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HARBOURVEST PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Advises (4)

→ HARBOURVEST PARTNERS IV-PARTNERSHIP FUND L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ DOVER STREET III L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARTNERSHIP FUND L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARALLEL PARTNERSHIP FUND L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (8)

← ZUG, DAVID, BROOKSOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← JOHN HANCOCK HOLDINGS (DELAWARE) LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← JOHN HANCOCK LIFE INSURANCE COMPANY (USA)OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← JOHN HANCOCK SUBSIDIARIES LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← MANUFACTURERS LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MANULIFE FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MANULIFE HOLDINGS (ALBERTA) LIMITEDOwnerMEMBER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← THE MANUFACTURERS INVESTMENT CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← VORLICEK, MARTHA, DIMATTEOOwnerMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HARTZ, SCOTTOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BUDDE, DANIELOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0840db6-88e4-5b35-5731-2d5ec963c54a
First observed: Mar 30, 2012
Last observed: Apr 1, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HANCOCK VENTURE PARTNERS, INC.

CRD 109783

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0840db6-88e4-5b35-5731-2d5ec963c54a

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARTNERSHIP FUND L.P.

Private Equity Fund

$33.8M

Oct 23, 2012

Mar 30, 2012

reported

021-99999

HARBOURVEST PARTNERS IV-PARTNERSHIP FUND L.P.

Private Equity Fund

$5.1M

Apr 1, 2013

Mar 30, 2012

reported

021-99999

HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS II-PARALLEL PARTNERSHIP FUND L.P.

Private Equity Fund

$2.1M

Oct 23, 2012

Mar 30, 2012

reported

021-99999

DOVER STREET III L.P.

Private Equity Fund

$2.1M

Oct 23, 2012

Mar 30, 2012

reported

021-99999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHN HANCOCK HOLDINGS (DELAWARE) LLC

Shareholder

yes

12/2009

Mar 30, 2012

Apr 1, 2013

JOHN HANCOCK LIFE INSURANCE COMPANY (USA)

Member

yes

12/2009

Mar 30, 2012

Apr 1, 2013

JOHN HANCOCK SUBSIDIARIES LLC

Shareholder

yes

08/1982

Mar 30, 2012

Apr 1, 2013

MANUFACTURERS LIFE INSURANCE COMPANY

Shareholder

yes

12/2003

Mar 30, 2012

Apr 1, 2013

MANULIFE FINANCIAL CORPORATION

Shareholder

yes

09/1999

Mar 30, 2012

Apr 1, 2013

MANULIFE HOLDINGS (ALBERTA) LIMITED

Member

yes

12/2009

Mar 30, 2012

Apr 1, 2013

THE MANUFACTURERS INVESTMENT CORPORATION

Shareholder

yes

01/2002

Mar 30, 2012

Apr 1, 2013

ZUG, DAVID, BROOKS

SENIOR MANAGING DIRECTOR

yes

01/1997

Mar 30, 2012

Apr 1, 2013

BUDDE, DANIEL

VICE PRESIDENT

06/2011

Mar 30, 2012

Apr 1, 2013

HARTZ, SCOTT

VICE PRESIDENT

05/2004

Mar 30, 2012

Apr 1, 2013

VORLICEK, MARTHA, DIMATTEO

MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER

10/2004

Mar 30, 2012

Apr 1, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HARBOURVEST PARTNERS, LLC

n/a

Asset manager

$191B

yes

n/a

BACK BAY PARTNERS XI, L.P.

n/a

yes

n/a

HANCOCK CAPITAL INVESTMENT MANAGEMENT LLC

n/a

yes

n/a

HANCOCK CAPITAL INVESTMENTS IV, LLC

n/a

yes

n/a

HANCOCK CAPITAL INVESTMENTS V, LLC

n/a

yes

n/a

HANCOCK CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

HANCOCK MEZZANINE INVESTMENTS III, LLC

n/a

yes

n/a

HANCOCK MEZZANINE INVESTMENTS, LLC

n/a

yes

n/a

JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY

n/a

yes

n/a

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)

n/a

yes

n/a

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$5.1M

n/a

$5.1M

2011

Mar 30, 2012

$52.5M

n/a

$52.5M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$5.1M

$52.5M

-90.3%

n/a