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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | CANYON LAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 2, 2021 | n/a | yes | PLYMOUTH, MN|CANYON LAKE, TX | Current employment |
| LIGHTHOUSE WEALTH MANAGEMENT | Former SEC adviser | Dec 5, 2006 | Jul 23, 2021 | no | NEW MARKET, MD | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Oct 19, 2006 | Oct 9, 2012 | no | NEW MARKET, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIGHTHOUSE WEALTH MANAGEMENT | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jul 23, 2021 | Jul 2, 2021 | -21 | Firm change | RIA to ibd |
| SII INVESTMENTS, INC. | LIGHTHOUSE WEALTH MANAGEMENT | Oct 9, 2012 | Dec 5, 2006 | -2,135 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118060:116407:MD:2021-07-23 | Jul 23, 2021 | Jul 2, 2021 | NEW MARKET, MD | Firm change |