DFX Intelligence

T•• G•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•• G•••••• C••••••

CRD 105936

LANSDALE, PA

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Search this name across graphsid dfx:ria:d08af6a3-609e-912d-0996-a45f12b1567d

Data as of May 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to May 7, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $74.2M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 136
Custody, client assets

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E•••••• J•••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	12/1999	Feb 13, 2012	May 7, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• L••••• C••••••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Doylestown	Pa	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	May 7, 2012	$74.2M	$0	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$74.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••• A•••••••	3	Dec 31, 2018	Jan 14, 2019	LANSDALE, PA	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← B•••••• E•••••• J•••••OwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 13, 2012 to presentfactForm ADV

Moved with (1)

→ B••• A•••••••Registered adviser3 advisors, firm absorbed, same day
Dec 31, 2018 to Jan 14, 2019factForm ADV

Registered with (3)

← Robert McIntrye FloodAdvisorregistration: previous registration
Aug 18, 2017 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d08af6a3-609e-912d-0996-a45f12b1567d
First observed: Feb 13, 2012
Last observed: May 7, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.