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J••••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••••••••• G••••••••

Advisor at S••••• P••••• C•••••• A•••••••• L••

BOONE, NC

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Search this name across graphsid dfx:ria:d08e0234-1247-654f-a986-eee813847f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• P••••• C•••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• P••••• C•••••• A•••••••• L••	Former SEC adviser	Jan 9, 2015	n/a	yes	BOONE, NC	Current employment
I••••• I••••••••• A•••••••• L••	Former SEC adviser	Sep 2, 2020	Jun 28, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• I••••••••• A•••••••• L••	n/a	Jun 28, 2022	n/a	n/a	Departure no registered destination	Departure
B••• O• A•••••• I••••••••• S•••••••• I•••	S••••• P••••• C•••••• A•••••••• L••	May 29, 2007	Oct 27, 2014

Relationships

Registered with (3)

→ S••••• P••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2014 to Dec 31, 2014factForm ADV
→ I••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2020 to Jun 28, 2022factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 21, 2003 to May 29, 2007factForm ADV

Dated events

Occurred
Jun 28, 2022
Advisor departed, no destination yet
J••••••••• G•••••••• no longer registered at I••••• I••••••••• A•••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d08e0234-1247-654f-a986-eee813847f06
First observed: Apr 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.