M••• D• N•••••

Advisor at S••••••• P•••••••

HOOVER, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0a24100-2308-f2db-13fc-4570b73fe48a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••••	Independent wealth	Jan 3, 2005	n/a	yes	HOOVER, AL	Current employment
O•••• F•• I•••	Former SEC adviser	Dec 9, 2003	Dec 31, 2004	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	S••••••• P•••••••	Dec 31, 2004	Jan 3, 2005	3	Firm change	Other
V••••••• I••••••••• A•••••••• I•••	O•••• F•• I•••	Dec 19, 2003	Dec 9, 2003

Relationships

Registered with (3)

→ S••••••• P•••••••Registered adviserregistration: current employment
Jan 3, 2005 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 9, 2003 to Dec 31, 2004factForm ADV
→ V••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2003 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0a24100-2308-f2db-13fc-4570b73fe48a
First observed: May 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.