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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

EVAN MILLER

Advisor at CETERA INVESTMENT ADVISERS LLC

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:d0b011c9-efd2-1e7c-0dbe-988dbb891c5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 18, 2003
First registration: Jul 16, 2004
Dual registered: yes, broker-dealer
Other names: EVAN ZACKARY MILLER
IAPD individual key: 4696691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 3, 2025	Sep 5, 2025	no	DALLAS, TX\|Westlake Village, CA	Previous registration
FMB RETIREMENT SERVICES	Institutional manager	Jul 18, 2012	Sep 25, 2023	no	WESTLAKE VILLAGE, CA	Previous registration
FMB WEALTH MANAGEMENT	Independent wealth	Feb 22, 2005	Sep 25, 2023	no	WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA	Previous registration
FINANCIAL WEST GROUP	Former SEC adviser	Jul 16, 2004	May 26, 2005	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
FMB WEALTH MANAGEMENT	FMB RETIREMENT SERVICES	Sep 25, 2023	Jul 18, 2012	-4,086	Firm change after gap	Other
FMB RETIREMENT SERVICES	AVANTAX ADVISORY SERVICES	Sep 25, 2023	Jan 3, 2025	466	Firm change after gap	Other
FINANCIAL WEST GROUP	FMB WEALTH MANAGEMENT	May 26, 2005	Feb 22, 2005	-93	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 3, 2025 to Sep 5, 2025factForm ADV
→ FMB WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 22, 2005 to Sep 25, 2023factForm ADV
→ FMB RETIREMENT SERVICESRegistered adviserregistration: previous registration
Jul 18, 2012 to Sep 25, 2023factForm ADV
→ FINANCIAL WEST GROUPRegistered adviserregistration: previous registration
Jul 16, 2004 to May 26, 2005factForm ADV

Dated events

Occurred
Sep 25, 2023
Advisor changed firm
Evan Miller left Fmb Retirement Services for Avantax Advisory Services (registered 2025-01-03)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2023
Advisor changed firm
Evan Miller left Fmb Wealth Management for Fmb Retirement Services (registered 2012-07-18)
Form ADVobserved 4 days ago