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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
REDMOND, WA | Eagle, ID | Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 29, 2021 | n/a | yes | Seattle, WA|REDMOND, WA|Eagle, ID|Seattle, WA | Current employment |
| SIERRA INVESTMENT MANAGEMENT, LLC | Independent wealth | May 11, 2016 | Mar 29, 2021 | no | Roseville, CA|SANTA MONICA, CA | Previous registration |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Asset manager | Nov 17, 2009 | Feb 9, 2016 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIERRA INVESTMENT MANAGEMENT, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 29, 2021 | Mar 29, 2021 | 0 | Firm change | RIA to ibd |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | SIERRA INVESTMENT MANAGEMENT, LLC | Feb 9, 2016 | May 11, 2016 | 92 | Firm change | Other |