DFX Intelligence

M•••••• P••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

M•••••• P••••• G••••

Advisor at C•••• A••••••• G••••• L•••

WILTON, CT

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Search this name across graphsid dfx:ria:d0c870d5-c561-7d66-ce0e-144c34481494

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• A••••••• G••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• A••••••• G••••• L•••	Independent wealth	Apr 13, 2016	n/a	yes	WILTON, CT	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 2, 2001	Apr 1, 2016	no	FAIRFIELD, CT\|Shelton, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• G•••• L••	C••••••••• F•••••••• N••••••	Apr 4, 2016	Mar 2, 2001	-5,512	Firm change after gap	Other
C••••••••• F•••••••• N••••••	C•••• A••••••• G••••• L•••	Apr 1, 2016	Apr 13, 2016

Relationships

Registered with (3)

→ C•••• A••••••• G••••• L•••Registered adviserregistration: current employment
Apr 13, 2016 to presentfactForm ADV
→ I••••••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Oct 31, 2000 to Apr 4, 2016factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 2, 2001 to Apr 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0c870d5-c561-7d66-ce0e-144c34481494
First observed: Oct 31, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.