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R•••••• L•• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

R•••••• L•• S••••

Advisor at B••••• F•••••••• G••••

Springfield, IL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:d0cc7a8a-4ff4-06db-a786-255790e1bbd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••••• G••••	Independent wealth	Jan 24, 2024	n/a	yes	Springfield, IL\|PLYMOUTH, MN	Current employment
R••••• G••••• • A••••••••• I••	Former SEC adviser	Jan 9, 1998	Feb 7, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• G••••• • A••••••••• I••	B••••• F•••••••• G••••	Feb 7, 2024	Jan 24, 2024	-14	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106037:308174:IL:2024-02-07	Feb 7, 2024	Jan 24, 2024	SPRINGFIELD, IL	Firm change

Relationships

Registered with (2)

→ B••••• F•••••••• G••••Registered adviserregistration: current employment
Jan 24, 2024 to presentfactForm ADV
→ R••••• G••••• • A••••••••• I••Registered adviserregistration: previous registration
Jan 9, 1998 to Feb 7, 2024factForm ADV

Dated events

Occurred
Feb 7, 2024
Advisor changed firm
R•••••• L•• S•••• left R••••• G••••• • A••••••••• I•• for B••••• F•••••••• G•••• (registered 2024-01-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0cc7a8a-4ff4-06db-a786-255790e1bbd7
First observed: Jan 9, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.