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RIA / WealthAdvisor19 years in industry

WILLIAM DAVID RICHARDSON

Advisor at AVIOR WEALTH MANAGEMENT, LLC

Minnetonka, MN | OMAHA, NE

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Search this name across graphsid dfx:ria:d0ce0929-9c90-cfaf-43a6-55a931431b2c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Feb 20, 2007
First registration: Feb 26, 2018
Dual registered: no
Other names: WILLIAM RICHARDSON|BILL RICHARDSON
IAPD individual key: 5151639

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	Feb 23, 2026	n/a	yes	Minnetonka, MN\|OMAHA, NE	Current employment
SOUND INCOME STRATEGIES, LLC	Independent wealth	Mar 16, 2023	Feb 20, 2026	no	Minnetonka, MN\|Corcoran, MN\|FORT LAUDERDALE, FL	Previous registration
OAKWOOD CAPITAL, INC.	Independent wealth	May 27, 2020	Mar 10, 2023	no	ST. LOUIS PARK, MN	Previous registration
OAKWOOD CAPITAL, INC.	Independent wealth	May 27, 2020	Dec 31, 2020	no	ST. LOUIS PARK, MN	Previous registration
PROSPERITY CAPITAL ADVISORS	Independent wealth	Feb 26, 2018	May 4, 2020	no	Corcoran, MN\|WESTLAKE, OH\|Wayzata, MN\|Fort Myers, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUND INCOME STRATEGIES, LLC	AVIOR WEALTH MANAGEMENT, LLC	Feb 20, 2026	Feb 23, 2026	3	Firm change	RIA to RIA
OAKWOOD CAPITAL, INC.	SOUND INCOME STRATEGIES, LLC	Mar 10, 2023	Mar 16, 2023	6	Firm change	RIA to RIA
PROSPERITY CAPITAL ADVISORS	OAKWOOD CAPITAL, INC.	May 4, 2020	May 27, 2020	23	Firm change	Other

Relationships

Registered with (4)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Mar 16, 2023 to Feb 20, 2026factForm ADV
→ OAKWOOD CAPITAL, INC.Registered adviserregistration: previous registration
May 27, 2020 to Mar 10, 2023factForm ADV
→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: previous registration
Feb 26, 2018 to May 4, 2020factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
William David Richardson left Sound Income Strategies, Llc for Avior Wealth Management, Llc (registered 2026-02-23)
Form ADVobserved 4 days ago
Occurred
Mar 10, 2023
Advisor changed firm
William David Richardson left Oakwood Capital, Inc. for Sound Income Strategies, Llc (registered 2023-03-16)
Form ADVobserved 4 days ago