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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Deer Park, IL | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 6, 2011 | n/a | yes | Chicago, IL|Deer Park, IL | Current employment |
| HOWE BARNES CAPITAL MANAGEMENT, INC. | n/a | May 18, 2000 | Dec 31, 2011 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOWE BARNES CAPITAL MANAGEMENT, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Dec 31, 2011 | Apr 6, 2011 | -269 | Firm change after gap | Other |