DFX Intelligence

H••••• M•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

H••••• M•••• M•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN

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Search this name across graphsid dfx:ria:d0d955d1-2d93-f34e-1177-7f27657d3292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 21, 2025	n/a	yes	PLYMOUTH, MN	Current employment
W••••• • A••••••••• I•••	Independent wealth	Dec 15, 2020	Jan 7, 2025	no	ST. PAUL, MN\|ST. PAUL, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• • A••••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Jan 7, 2025	Jan 21, 2025	14	Firm change	RIA to ibd
A••••••••• W••••• P•••••••	W••••• • A••••••••• I•••	May 5, 2020	Dec 15, 2020

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ W••••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2020 to Jan 7, 2025factForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jul 22, 2019 to May 5, 2020factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0d955d1-2d93-f34e-1177-7f27657d3292
First observed: Jul 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.