DFX Intelligence

B•••• S•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

B•••• S•••••• H••••

Advisor at C••••••••• C••••••• L••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:d0e26e8e-a359-83d3-66ac-4d21e2404c23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••• L••	State registered	Oct 7, 2009	n/a	yes	PALM BEACH GARDENS, FL	Current employment
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Aug 3, 2000	Aug 4, 2009	no	WEST PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• T•••• I••••••••• I•••••••••	C••••••••• C••••••• L••	Aug 4, 2009	Oct 7, 2009	64	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• C••••••• L••Registered adviserregistration: current employment
Oct 7, 2009 to presentfactForm ADV
→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Aug 3, 2000 to Aug 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0e26e8e-a359-83d3-66ac-4d21e2404c23
First observed: Aug 3, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.