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Advisor at WELLS FARGO ADVISORS
FAIRHOPE, AL | DAPHNE, AL | BIRMINGHAM, AL | GULF SHORES, AL | FOLEY, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 31, 2012 | n/a | yes | DAPHNE, AL|BIRMINGHAM, AL|GULF SHORES, AL|FOLEY, AL|FAIRHOPE, AL | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 4, 2008 | Aug 9, 2012 | no | BIRMINGHAM, AL | Previous registration |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Oct 29, 2002 | Jan 7, 2008 | no | MOBILE, AL|MOBILE, AL|MOBILE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | WELLS FARGO ADVISORS | Aug 9, 2012 | Jul 31, 2012 | -9 | Firm change | Other |
| LANARK FINANCIAL, INC. | STERNE AGEE ASSET MANAGEMENT, INC. | Jan 7, 2008 | Jan 4, 2008 | -3 | Firm change | Other |