DFX Intelligence

J••••• T••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

J••••• T••••• D••••••

Advisor at D••••••• W••••• M•••••••••

GUILFORD, CT

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Search this name across graphsid dfx:ria:d0fb5860-f69b-8342-f9fc-fea14ccd8607

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• W••••• M•••••••••	Independent wealth	Aug 12, 2025	n/a	yes	GUILFORD, CT	Current employment
B••••••••• F•••••••• A•••••••	Independent wealth	Aug 19, 2016	Aug 22, 2025	no	COLUMBIA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• F•••••••• A•••••••	D••••••• W••••• M•••••••••	Aug 22, 2025	Aug 12, 2025	-10	Firm change	RIA to RIA
D••••••• W••••• M•••••••••	B••••••••• F•••••••• A•••••••	Aug 1, 2016	Aug 19, 2016

Relationships

Registered with (2)

→ D••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 3, 2015 to Aug 1, 2016factForm ADV
→ B••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2016 to Aug 22, 2025factForm ADV

Dated events

Occurred
Aug 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0fb5860-f69b-8342-f9fc-fea14ccd8607
First observed: Apr 3, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.