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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

LORENZO DAVID ASCOLI

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Spenceville, MD | Bethesda, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d11a1b26-8a25-6f87-acd9-269c1ffee122

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 2, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 28, 1990
First registration: Dec 2, 1991
Dual registered: yes, broker-dealer
Other names: LORENZO DAVID ASCOLI|LORENZO ASCOLI
IAPD individual key: 2102705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 6, 2024	n/a	yes	Spenceville, MD\|Bethesda, MD	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 2, 2015	May 15, 2024	no	BETHESDA, MD\|MCLEAN, VA\|COLUMBIA, MD\|BETHESDA, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 14, 2007	Dec 11, 2015	no	BETHESDA, MD\|PRINCETON, NJ\|PRINCETON, NJ\|WEEHAWKEN, NJ\|ROCKVILLE, MD	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 15, 2002	Aug 23, 2005	no	CHEVY CHASE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 2, 1991	Aug 22, 2002	no	CHEVY CHASE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	May 15, 2024	May 6, 2024	-9	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Dec 11, 2015	Dec 2, 2015	-9	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Aug 23, 2005	Aug 14, 2007	721	Firm change after gap	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 22, 2002	Oct 15, 2002	54	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:705:MD:2024-05-15	May 15, 2024	May 6, 2024	BETHESDA, MD	Firm change
8174:19616:MD:2015-12-11	Dec 11, 2015	Dec 2, 2015	ROCKVILLE, MD	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 2, 2015 to May 15, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 14, 2007 to Dec 11, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 15, 2002 to Aug 23, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 2, 1991 to Aug 22, 2002factForm ADV

Dated events

Occurred
May 15, 2024
Advisor changed firm
Lorenzo David Ascoli left Wells Fargo Advisors for Raymond James & Associates, Inc. (registered 2024-05-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d11a1b26-8a25-6f87-acd9-269c1ffee122
First observed: Dec 2, 1991
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LORENZO DAVID ASCOLI

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Spenceville, MD | Bethesda, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d11a1b26-8a25-6f87-acd9-269c1ffee122

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES & ASSOCIATES, INC.

National bd RIA

May 6, 2024

n/a

yes

Spenceville, MD|Bethesda, MD

Current employment

WELLS FARGO ADVISORS

Wirehouse

Dec 2, 2015

May 15, 2024

BETHESDA, MD|MCLEAN, VA|COLUMBIA, MD|BETHESDA, MD

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Aug 14, 2007

Dec 11, 2015

BETHESDA, MD|PRINCETON, NJ|PRINCETON, NJ|WEEHAWKEN, NJ|ROCKVILLE, MD

Previous registration

BANC OF AMERICA INVESTMENT SERVICES, INC.

n/a

Oct 15, 2002

Aug 23, 2005

CHEVY CHASE, MD

Previous registration

MORGAN STANLEY DW INC.

n/a

Dec 2, 1991

Aug 22, 2002

CHEVY CHASE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

RAYMOND JAMES & ASSOCIATES, INC.

May 15, 2024

May 6, 2024

-9

Firm change

Wirehouse to ibd

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS

Dec 11, 2015

Dec 2, 2015

-9

Firm change

Wirehouse to wirehouse

BANC OF AMERICA INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

Aug 23, 2005

Aug 14, 2007

721

Firm change after gap

Other

MORGAN STANLEY DW INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 22, 2002

Oct 15, 2002

Firm change

Other

Team

Left

Joined

From

Kind

19616:705:MD:2024-05-15

May 15, 2024

May 6, 2024

BETHESDA, MD

Firm change

8174:19616:MD:2015-12-11

Dec 11, 2015

Dec 2, 2015

ROCKVILLE, MD

Firm change