DFX Intelligence
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Reading the graph
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Advisor at E•••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | National bd RIA | Oct 3, 2022 | n/a | yes | WARMINSTER, PA|NEW HOPE, PA|SOUTHAMPTON, PA|JENKINTOWN, PA|PERKASIE, PA|LOWER MAKEFIELD, PA|BRISTOL, PA|WILMINGTON, DE|DOYLESTOWN, PA|QUAKERTOWN, PA|LANSDALE, PA|PERKASIE, PA|RIEGELSVILLE, PA|BENSALEM, PA|LEVITTOWN PARKWAY, PA|NEW BRITAIN, PA|NEWTOWN, PA|LEVITTOWN, PA|RICHLANDTOWN, PA|PIPERSVILLE, PA|DUBLIN, PA | Current employment |
| P••• I••••••••• A•••••••• I••• | Former SEC adviser | Jul 19, 2016 | Mar 31, 2023 |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• I••••••••• A•••••••• I••• | E•••••••• A•••••••• L•• | Mar 31, 2023 | Oct 3, 2022 | -179 | Channel change | RIA to ibd |
| L••••••• C•••••• M••••••••• L•• | P••• I••••••••• A•••••••• I••• | Mar 30, 2016 | May 6, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151715:6627:PA:2023-03-31 | Mar 31, 2023 | Oct 3, 2022 | BALA CYNWYD, PA | Firm change after gap |
| 147235:151715:DE:2016-03-30 | Mar 30, 2016 | May 6, 2016 | WILMINGTON, DE | Firm change |
| no |
| BALA CYNWYD, PA |
| Previous registration |
| P••• I••••••••• A•••••••• I••• | Former SEC adviser | May 6, 2016 | Jul 19, 2016 | no | BALA CYNWYD, PA | Previous registration |
| L••••••• C•••••• M••••••••• L•• | Former SEC adviser | Jun 25, 2008 | Mar 30, 2016 | no | WILMINGTON, DE | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Nov 23, 2005 | May 14, 2008 | no | MARLTON, NJ|WILMINGTON, DE|RED BANK, NJ | Previous registration |
| T• W••••• M••••••••• S••••••• I••• | n/a | Oct 15, 2002 | Oct 5, 2005 | no | PHILADELPHIA, PA | Previous registration |
| 37 |
| Firm change |
| Other |
| V••• F•••••••• A•••••••• I••• | L••••••• C•••••• M••••••••• L•• | May 14, 2008 | Jun 25, 2008 | 42 | Firm change | Other |
| T• W••••• M••••••••• S••••••• I••• | V••• F•••••••• A•••••••• I••• | Oct 5, 2005 | Nov 23, 2005 | 49 | Firm change | Other |