DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••••• A•••• M••••••••• L••
DOYLESTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••• A•••• M••••••••• L•• | State registered | Jan 2, 2019 | n/a | yes | DOYLESTOWN, PA | Current employment |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Jan 9, 2018 | Mar 22, 2019 | no | Doylestown, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | S••••• F•••••••• G•••• I•• | Mar 22, 2019 | Jan 9, 2018 | -437 | Firm change after gap | Other |
| S••••• F•••••••• G•••• I•• | S••••••• A•••• M••••••••• L•• | Mar 22, 2019 | Jan 2, 2019 |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Oct 16, 2015 | Mar 22, 2019 | no | Doylestown, PA | Previous registration |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | Former SEC adviser | Oct 2, 2007 | Nov 13, 2015 | no | DOYLESTOWN, PA | Previous registration |
| -79 |
| Firm change after gap |
| Ibd to state RIA |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | C••••• I••••••••• A••••••• L•• | Nov 13, 2015 | Oct 16, 2015 | -28 | Bulk transfer | Other |