DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

GERALD JAY LAMALFA

Advisor at LPL FINANCIAL LLC

LAKEWOOD RANCH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1301211-2679-1fcb-cce9-5aad8bf34fb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 23, 1994
First registration: Jun 21, 2002
Dual registered: yes, broker-dealer
Other names: JAY LAMALFA
IAPD individual key: 1347206

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	LAKEWOOD RANCH, FL	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	Mar 1, 2016	Feb 15, 2018	no	Bridgewater, NJ\|Bridgewater, NJ\|APPLETON, WI\|APPLETON, WI	Previous registration
INSIGHT PRIVATE ADVISORS, LLC	Former SEC adviser	Dec 23, 2014	Mar 15, 2016	no	BRIDGEWATER, NJ	Previous registration
MACRO CONSULTING GROUP	Former SEC adviser	Nov 20, 2009	Dec 17, 2014	no	PARSIPPANY, NJ	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Sep 9, 2009	Nov 13, 2012	no	PARSIPPANY, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 21, 2002	Sep 17, 2009	no	PRINCETON, NJ\|BRANCHBURG, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 15, 2018	Feb 14, 2018	-1	Bulk transfer	Ibd to RIA
INSIGHT PRIVATE ADVISORS, LLC	SII INVESTMENTS, INC.	Mar 15, 2016	Mar 1, 2016	-14	Firm change	Other
MACRO CONSULTING GROUP	INSIGHT PRIVATE ADVISORS, LLC	Dec 17, 2014	Dec 23, 2014	6	Firm change	Other
SII INVESTMENTS, INC.	MACRO CONSULTING GROUP	Nov 13, 2012	Nov 20, 2009	-1,089	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	SII INVESTMENTS, INC.	Sep 17, 2009	Sep 9, 2009	-8	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 1, 2016 to Feb 15, 2018factForm ADV
→ INSIGHT PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 23, 2014 to Mar 15, 2016factForm ADV
→ MACRO CONSULTING GROUPRegistered adviserregistration: previous registration
Nov 20, 2009 to Dec 17, 2014factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2002 to Sep 17, 2009factForm ADV

Dated events

No dated event names this entity yet.