E••• D••••••

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d132b2cc-78d2-57c1-f2c5-7738c4c035bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 27, 2025	n/a	yes	Madison, NJ\|Madison, NJ\|New York, NY\|NEW YORK, NY	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jun 24, 2022	Dec 20, 2023	no	NEW YORK, NY\|Madison, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	C•••••••• G••••• M•••••• I•••	Dec 20, 2023	May 27, 2025	524	Firm change after gap	RIA to ibd
C•••••••• G••••• M•••••• I•••	D••••••• B••• S••••••••• I•••	May 31, 2022	Jun 24, 2022

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 15, 2011 to May 31, 2022factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2022 to Dec 20, 2023factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
E••• D•••••• left D••••••• B••• S••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2025-05-27)
Form ADVobserved 7 days ago
Occurred
May 31, 2022
Advisor changed firm
E••• D•••••• left C•••••••• G••••• M•••••• I••• for D••••••• B••• S••••••••• I••• (registered 2022-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d132b2cc-78d2-57c1-f2c5-7738c4c035bf
First observed: Dec 15, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.