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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

DOMINICK VINCENT PULLANO

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | Rochester, NY

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Search this name across graphsid dfx:ria:d133941f-e6da-3537-b825-75b84268b2f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 19
Exams: S63|S65
First exam: Dec 30, 1983
First registration: Aug 9, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1003659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 3, 2022	n/a	yes	SAN DIEGO, CA\|Rochester, NY	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Jun 3, 2020	Jan 3, 2022	no	SAN DIEGO, CA\|Rochester, NY	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Mar 29, 2010	Jun 11, 2020	no	ROCHESTER, NY	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Aug 9, 2004	Mar 30, 2010	no	ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	KINGSWOOD WEALTH ADVISORS, LLC	Jan 3, 2022	Jan 3, 2022	0	Firm change	RIA to RIA
AEGIS CAPITAL CORP.	BENCHMARK ADVISORY SERVICES, LLC	Jun 11, 2020	Jun 3, 2020	-8	Firm change	Ibd to RIA
GUNNALLEN FINANCIAL, INC	AEGIS CAPITAL CORP.	Mar 30, 2010	Mar 29, 2010	-1	Firm change	Other

Relationships

Registered with (4)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 3, 2020 to Jan 3, 2022factForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Mar 29, 2010 to Jun 11, 2020factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Aug 9, 2004 to Mar 30, 2010factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Dominick Vincent Pullano left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-03)
Form ADVobserved 4 days ago