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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

GREGORY ALAN WEISS

Advisor at ASHTON THOMAS PRIVATE WEALTH

SCOTTSDALE, AZ | SAN FRANCISCO, CA | ROCHESTER, NY | San Francisco, CA

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Search this name across graphsid dfx:ria:d1368e8d-1505-4c96-d48a-2d272fb21f95

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASHTON THOMAS PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 3
Exams: S66
First exam: Oct 11, 2002
First registration: Nov 4, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4578071

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASHTON THOMAS SECURITIES, LLC	Independent wealth	Jan 2, 2026	n/a	yes	ROCHESTER, NY\|San Francisco, CA	Current employment
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Jan 16, 2025	n/a	yes	SAN FRANCISCO, CA\|SCOTTSDALE, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jan 22, 2025	no	SAN FRANCISCO, CA\|NAPA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 17, 2008	Jan 3, 2011	no	SAN FRANCISCO, CA	Previous registration
LEHMAN BROTHERS INC.	n/a	Aug 14, 2006	Sep 24, 2008	no	NEW YORK, NY\|SAN FRANCISCO, CA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Nov 4, 2002	Aug 17, 2006	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ASHTON THOMAS PRIVATE WEALTH	Jan 22, 2025	Jan 16, 2025	-6	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
LEHMAN BROTHERS INC.	WELLS FARGO INVESTMENTS, LLC	Sep 24, 2008	Sep 17, 2008	-7	Firm change	Other
ALLIANCEBERNSTEIN L.P.	LEHMAN BROTHERS INC.	Aug 17, 2006	Aug 14, 2006	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:153902:CA:2025-01-22	Jan 22, 2025	Jan 16, 2025	NAPA, CA	Firm change

Relationships

Registered with (6)

→ ASHTON THOMAS SECURITIES, LLCRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jan 22, 2025factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 17, 2008 to Jan 3, 2011factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Aug 14, 2006 to Sep 24, 2008factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Nov 4, 2002 to Aug 17, 2006factForm ADV

Dated events

Occurred
Jan 22, 2025
Advisor changed firm
Gregory Alan Weiss left Wells Fargo Advisors for Ashton Thomas Private Wealth (registered 2025-01-16)
Form ADVobserved 5 days ago