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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WILLOW STREET ADVISORS, LLC

CRD 147958

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d138ae82-925d-1992-91b9-3f8782f2fce5

Data as of Mar 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2012 to Mar 24, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $268MItem 5.F on the latest filing (2014-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $268M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Accounts: 193
SEC number: 801-69582
CRD: 147958
Filings on the tape: 7
First filed: Jan 26, 2012
Latest filed: Mar 24, 2014
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEARNS, DAVID, BENJAMIN	MEMBER/MANAGING DIRECTOR//CHIEF COMPLIANCE OFFICER	D	yes	08/2008	Jan 26, 2012	Mar 24, 2014
STEVENS, RICHARD, HOWARD	MEMBER/ MANAGING DIRECTOR	D	yes	08/2008	Sep 7, 2012	Mar 24, 2014

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CUYAHOGA FALLS	Oh	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 24, 2014	$268M	$268M	5	3	n/a	n/a	n/a
2012	Feb 20, 2013	$248M	$248M	10	5	n/a	n/a	n/a
2011	Jan 26, 2012	$230M	$230M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$268M	$248M	8.0%	n/a	n/a	5	10	n/a	n/a

Relationships

Controls (2)

← STEVENS, RICHARD, HOWARDOwnerMEMBER/ MANAGING DIRECTOR, ownership code D, individual
Sep 7, 2012 to presentfactForm ADV
← KEARNS, DAVID, BENJAMINOwnerMEMBER/MANAGING DIRECTOR//CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 26, 2012 to presentfactForm ADV

Registered with (1)

← DAVID BENJAMIN KEARNSAdvisorregistration: previous registration
Dec 12, 2008 to Jun 4, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d138ae82-925d-1992-91b9-3f8782f2fce5
First observed: Jan 26, 2012
Last observed: Mar 24, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLOW STREET ADVISORS, LLC

CRD 147958

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d138ae82-925d-1992-91b9-3f8782f2fce5

Data as of Mar 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEARNS, DAVID, BENJAMIN

MEMBER/MANAGING DIRECTOR//CHIEF COMPLIANCE OFFICER

yes

08/2008

Jan 26, 2012

Mar 24, 2014

STEVENS, RICHARD, HOWARD

MEMBER/ MANAGING DIRECTOR

yes

08/2008

Sep 7, 2012

Mar 24, 2014

City

State

Country

Employees

Also broker-dealer

CUYAHOGA FALLS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 24, 2014

$268M

n/a

2012

Feb 20, 2013

$248M

n/a

2011

Jan 26, 2012

$230M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$268M

$248M

8.0%

n/a