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Advisor at LPL FINANCIAL LLC
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | WEST DES MOINES, IA | Current employment |
| WADDELL & REED | Former SEC adviser | Jun 1, 2016 | Jul 21, 2021 | no | NORWALK, IA|WAUKESHA, WI|SAVAGE, MN|WEST DES MOINES, IA | Previous registration |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | Former SEC adviser | Jun 19, 2008 | May 17, 2011 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | WADDELL & REED | May 17, 2011 | Jun 1, 2016 | 1,842 | Firm change after gap | Other |