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Advisor at LPL ENTERPRISE, LLC
BEL AIR, MD | HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | BEL AIR, MD|HUNT VALLEY, MD | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 25, 2017 | Nov 14, 2024 | no | Hunt Valley, MD|North Bethesda, MD|Bel Air, MD | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 14, 2011 | Jan 23, 2017 | no | Hunt Valley, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| MORGAN STANLEY | PRUCO SECURITIES, LLC | Jan 23, 2017 | Jan 25, 2017 | 2 | Firm change | Other |