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Advisor at CHARLES SCHWAB & CO., INC.
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 3, 2026 | n/a | yes | Seattle, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 5, 2019 | Apr 22, 2025 | no | EVERETT, WA|SEATTLE, WA|BELLEVUE, WA|ROCK HILL, SC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CHARLES SCHWAB & CO., INC. | Apr 22, 2025 | Mar 3, 2026 | 315 | Firm change | Wirehouse to ibd |