DFX Intelligence

T••• R••• L••••••••• M••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

T••• R••• L••••••••• M••••••• L••

CRD 342458

SOLANA BEACH, CA

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Search this name across graphsid dfx:ria:d14f2bab-bfa5-0f03-9694-422c5b988c7f

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 20, 2026 to May 20, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 50
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• T•••• C••••••	TRUSTEE OF THE RP HOLDINGS	Na	yes	12/2023	May 20, 2026	May 20, 2026
M••••••• T••••••• E•••••	CHIEF FINANCIAL OFFICER	Na	yes	04/2026	May 20, 2026	May 20, 2026

Relationships

Owns (1)

← T••••••••• S••••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 20, 2026 to presentfactForm ADV

Controls (4)

← M••••••• T••••••• E•••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 20, 2026 to presentfactForm ADV
← D••••• T•••• C••••••OwnerTRUSTEE OF THE RP HOLDINGS, ownership code NA, domestic entity
May 20, 2026 to presentfactForm ADV
← R• H••••••• T••••• D••••OwnerMEMBER, ownership code D, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d14f2bab-bfa5-0f03-9694-422c5b988c7f
First observed: May 20, 2026
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.