DFX Intelligence

D•••• O•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant16 years in industry

D•••• O•••• H•••••

Advisor at S•••••• W••••• M•••••••••

ST. GEORGE, UT

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Search this name across graphsid dfx:ria:d1535ede-9c47-1f08-0825-069cca251c51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M•••••••••	Independent wealth	Feb 25, 2025	n/a	yes	ST. GEORGE, UT	Current employment
T••• F••••••••	Independent wealth	Mar 4, 2016	May 20, 2025	no	St George, UT\|SCOTTSDALE, AZ\|ST. GEORGE, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• F••••••••	S•••••• W••••• M•••••••••	May 20, 2025	Feb 25, 2025	-84	Firm change after gap	RIA to new firm
M•• I•••••••• S•••••••• L••	T••• F••••••••	Mar 10, 2016	Mar 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
109376:333710:UT:2025-05-20	May 20, 2025	Feb 25, 2025	ST GEORGE, UT	Firm change after gap
10409:109376:UT:2016-03-09	Mar 10, 2016	Mar 4, 2016	ST GEORGE, UT	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 25, 2025 to presentfactForm ADV
→ T••• F••••••••Registered adviserregistration: previous registration
Mar 4, 2016 to May 20, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2011 to Mar 10, 2016factForm ADV

Dated events

Occurred
May 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1535ede-9c47-1f08-0825-069cca251c51
First observed: Feb 23, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.