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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

ROCKWOOD EQUITY PARTNERS LLC

CRD 163846

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16292ed-ac29-27e2-b459-8b25ee66f592

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 3
Observed: May 31, 2022 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Rockwood Equity Partners LLC

Venture manager · shared crd

Independent Sponsorsidentity

Rockwood Equity Partners LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Rockwood Equity Partners LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $190MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 6Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-126003
CRD: 163846
Filings on the tape: 8
First filed: May 31, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, NY

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ROCKWOOD EQUITY PARTNERS IV, LP	Private Equity Fund	$109M	Mar 29, 2024	91	Mar 31, 2022	reported	n/a
ROCKWOOD EQUITY PARTNERSHIP FUND	Private Equity Fund	$50.3M	Mar 30, 2015	72	Apr 9, 2012	dropped	n/a
ROCKWOOD EQUITY PARTNERS III, LP	Private Equity Fund	$21.1M	Mar 29, 2024	60	Mar 30, 2016	reported	021-232443
ROCKWOOD EQUITY PARTNERS IV-A, LP	Private Equity Fund	$13.1M	Mar 29, 2024	12	May 31, 2022	reported	021-442159
ROCKWOOD EQUITY PARTNERSHIP FUND LP	Private Equity Fund	$11.0M	Mar 29, 2024	69	Mar 30, 2015	reported	n/a
ROCKWOOD EQUITY PARTNERS III-A, LP	Private Equity Fund	$5.8M	Mar 29, 2024	17	Mar 30, 2016	reported	021-250675

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEITH, BRETT, R	MANAGING DIRECTOR	D	yes	05/2007	May 31, 2022	Mar 29, 2024
MERRILL, H, JOSEF	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	C	yes	12/2012	May 31, 2022	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROCKWOOD GP I LLC	n/a	n/a	n/a	N	yes	n/a
ROCKWOOD GP III, LLC	n/a	n/a	n/a	N	yes	n/a
ROCKWOOD GP IV, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cleveland	Oh	United States	6	no
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$190M	$190M	13	11	2	6	n/a
2024	Apr 1, 2025	$162M	$162M	11	2	2	6	n/a
2023	Mar 29, 2024	$160M	$160M	11	2	2	5	$160M
2022	Mar 31, 2023	$197M	$197M	11	2	2	5	$197M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$190M	$162M	17.2%	$197M	-1.3%	13	11	2	2

Relationships

Advises (6)

→ ROCKWOOD EQUITY PARTNERS III-A, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ ROCKWOOD EQUITY PARTNERS III, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ ROCKWOOD EQUITY PARTNERS IV, LPPrivate fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ ROCKWOOD EQUITY PARTNERSHIP FUND LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ ROCKWOOD EQUITY PARTNERS IV-A, LPPrivate fundPrivate Equity Fund, IA
May 31, 2022 to presentfactForm ADV
→ ROCKWOOD EQUITY PARTNERSHIP FUNDPrivate fundPrivate Equity Fund, ERA, no longer reported
Apr 9, 2012 to Mar 30, 2015factForm ADV

Controls (2)

← MERRILL, H, JOSEFOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code C, individual
May 31, 2022 to Mar 29, 2024factForm ADV
← KEITH, BRETT, ROwnerMANAGING DIRECTOR, ownership code D, individual
May 31, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
May 31, 2022
First Form ADV filing
Rockwood Equity Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d16292ed-ac29-27e2-b459-8b25ee66f592
First observed: May 31, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROCKWOOD EQUITY PARTNERS LLC

CRD 163846

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16292ed-ac29-27e2-b459-8b25ee66f592

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROCKWOOD EQUITY PARTNERS IV, LP

Private Equity Fund

$109M

Mar 29, 2024

Mar 31, 2022

reported

n/a

ROCKWOOD EQUITY PARTNERSHIP FUND

Private Equity Fund

$50.3M

Mar 30, 2015

Apr 9, 2012

dropped

n/a

ROCKWOOD EQUITY PARTNERS III, LP

Private Equity Fund

$21.1M

Mar 29, 2024

Mar 30, 2016

reported

021-232443

ROCKWOOD EQUITY PARTNERS IV-A, LP

Private Equity Fund

$13.1M

Mar 29, 2024

May 31, 2022

reported

021-442159

ROCKWOOD EQUITY PARTNERSHIP FUND LP

Private Equity Fund

$11.0M

Mar 29, 2024

Mar 30, 2015

reported

n/a

ROCKWOOD EQUITY PARTNERS III-A, LP

Private Equity Fund

$5.8M

Mar 29, 2024

Mar 30, 2016

reported

021-250675

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEITH, BRETT, R

MANAGING DIRECTOR

yes

05/2007

May 31, 2022

Mar 29, 2024

MERRILL, H, JOSEF

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

12/2012

May 31, 2022

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROCKWOOD GP I LLC

n/a

yes

n/a

ROCKWOOD GP III, LLC

n/a

yes

n/a

ROCKWOOD GP IV, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cleveland

United States

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$190M

n/a

2024

Apr 1, 2025

$162M

n/a

2023

Mar 29, 2024

$160M

2022

Mar 31, 2023

$197M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$190M

$162M

17.2%

$197M

-1.3%