DFX Intelligence

C••••••••• V••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner53 years in industry

C••••••••• V••••• K••••••

Advisor at F•••••••• A••••••• G•••• L•••••

Lakewood, WA

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Search this name across graphsid dfx:ria:d163a8bb-c400-f5d4-c266-35abd5275b84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 26, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• G•••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1973earliest registration or exam on IAPD
Years in industry: 53derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• G•••• L•••••	Independent wealth	Dec 9, 2022	n/a	yes	Lakewood, WA	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Aug 1, 2011	Mar 1, 2023	no	LAKEWOOD, WA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Lakewood, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	F•••••••• A••••••• G•••• L•••••	Mar 1, 2023	Dec 9, 2022	-82	Firm change after gap	Ibd to RIA
P•••• S••••••••• L••	M•••• C••••••• A••••••• S••••••	Aug 3, 2011	Aug 1, 2011

Relationships

Registered with (3)

→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Aug 1, 2011 to Mar 1, 2023factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 26, 1997 to Aug 3, 2011factForm ADV

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d163a8bb-c400-f5d4-c266-35abd5275b84
First observed: Nov 26, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.