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M••• P•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M••• P•••••• A•••••

Advisor at D••••••••• W••••• M••••••••• S••••••••• L••

FRESNO, CA

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Search this name across graphsid dfx:ria:d179d554-3ec5-5a60-b94d-6472214f0829

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M••••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M••••••••• S••••••••• L••	State registered	May 12, 2014	n/a	yes	FRESNO, CA	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jul 21, 2016	Feb 27, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	n/a	Feb 27, 2018	n/a	n/a	Departure no registered destination	Departure
W•••••• • R•••	D••••••••• W••••• M••••••••• S••••••••• L••	May 8, 2014	May 12, 2014

Relationships

Registered with (6)

→ D••••••••• W••••• M••••••••• S••••••••• L••Registered adviserregistration: current employment
May 12, 2014 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2016 to Feb 27, 2018factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 23, 2011 to May 8, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d179d554-3ec5-5a60-b94d-6472214f0829
First observed: Oct 29, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.