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Advisor at CALIBER WEALTH MANAGEMENT, LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CALIBER WEALTH MANAGEMENT, LLC | Independent wealth | Jan 29, 2025 | n/a | yes | OVERLAND PARK, KS | Current employment |
| KEATING FINANCIAL ADVISORY SERVICES | Independent wealth | Oct 4, 2022 | Jan 16, 2024 | no | MANHATTAN, KS|OVERLAND PARK, KS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Feb 28, 2025 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|Naples, FL|Naples, FL|Overland Park, KS|Overland Park, KS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jul 18, 2006 | Jan 2, 2009 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|MANHATTAN, KS|Naples, FL|Naples, FL|Overland Park, KS | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Sep 19, 1995 | Jul 21, 2006 | no | LEAWOOD, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | KEATING FINANCIAL ADVISORY SERVICES | Feb 28, 2025 | Oct 4, 2022 | -878 | Firm change after gap | Other |
| KEATING FINANCIAL ADVISORY SERVICES | CALIBER WEALTH MANAGEMENT, LLC | Jan 16, 2024 | Jan 29, 2025 | 379 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| PIPER SANDLER & CO. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jul 21, 2006 | Jul 18, 2006 | -3 | Firm change | Other |