DFX Intelligence

H•••• O••••••• Y••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

H•••• O••••••• Y••••••

Advisor at O•• A•••••••• L••

BLUFFTON, SC

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Search this name across graphsid dfx:ria:d17a17fe-3fb8-41b2-f86c-16c662d4b821

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• A•••••••• L••	Independent wealth	Jan 9, 2018	n/a	yes	BLUFFTON, SC	Current employment
C•••••• C•••••• G•••• I••	Independent wealth	Feb 11, 2016	Dec 14, 2018	no	SAVANNAH, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• G•••• I••	O•• A•••••••• L••	Dec 14, 2018	Jan 9, 2018	-339	Firm change after gap	Other
B••• A••••• • C•• I•••	C•••••• C•••••• G•••• I••	Jul 7, 2014	Feb 11, 2016

Relationships

Registered with (3)

→ O•• A•••••••• L••Registered adviserregistration: current employment
Jan 9, 2018 to presentfactForm ADV
→ C•••••• C•••••• G•••• I••Registered adviserregistration: previous registration
Feb 11, 2016 to Dec 14, 2018factForm ADV
→ B••• A••••• • C•• I•••Registered adviserregistration: previous registration
Apr 15, 2014 to Jul 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d17a17fe-3fb8-41b2-f86c-16c662d4b821
First observed: Apr 15, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.