DFX Intelligence

D•••••• F••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

D•••••• F••••••• W•••••

Advisor at W••••• F•••••••• S•••••••

••• Locked

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Search this name across graphsid dfx:ria:d1801f52-8442-3f0f-fed1-68daac091ac6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 3, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• S•••••••	State registered	Dec 14, 2009	n/a	yes	FORT LAUDERDALE, FL\|Spring, TX\|The Woodlands, TX	Current employment
W•••••• • C••••••• I•••	State registered	Apr 30, 2018	May 10, 2018	no	Ft. Lauderdale, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • C••••••• I•••	n/a	May 10, 2018	n/a	n/a	Departure no registered destination	Departure
M••••• W••••• • A••••••••• I•••	W••••• F•••••••• S•••••••	Dec 31, 2009	Dec 14, 2009	-17

Relationships

Registered with (3)

→ W••••• F•••••••• S•••••••Registered adviserregistration: current employment
Dec 14, 2009 to presentfactForm ADV
→ W•••••• • C••••••• I•••Registered adviserregistration: previous registration
Apr 30, 2018 to May 10, 2018factForm ADV
→ M••••• W••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 3, 1995 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1801f52-8442-3f0f-fed1-68daac091ac6
First observed: Jan 3, 1995
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.