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C••••••••• R•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

C••••••••• R•••• N••••••

Advisor at N•••••• E••••••••• I•••

Fishers, IN

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Search this name across graphsid dfx:ria:d1821d1a-b98a-b98e-ad8e-15788a3f57fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• E••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• E••••••••• I•••	State registered	Nov 30, 2015	n/a	yes	Fishers, IN	Current employment
B••••••• R•••• A•••••••• I•••	Former SEC adviser	Nov 30, 2009	Apr 10, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• R•••• A•••••••• I•••	N•••••• E••••••••• I•••	Apr 10, 2019	Nov 30, 2015	-1,227	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ N•••••• E••••••••• I•••Registered adviserregistration: current employment
Nov 30, 2015 to presentfactForm ADV
→ B••••••• R•••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2009 to Apr 10, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1821d1a-b98a-b98e-ad8e-15788a3f57fb
First observed: Jan 24, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.