DFX Intelligence

T•••• R••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•••• R••• C••••••• L•••

CRD 301569

NEW YORK, NY

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Search this name across graphsid dfx:ria:d18447b8-0adf-4b30-e9cd-5198b75c7b57

Data as of Mar 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 17, 2019 to Mar 25, 2020
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.7M••• Locked
Discretionary RAUM: $31.7M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• R••• C•••••• M••••• F•••• L•••	Hedge Fund	$31.7M	Mar 25, 2020	13	May 17, 2019	reported	021-360486

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• C••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	May 17, 2019	Mar 25, 2020
G••••••• K••••• J•••••	Owner	D	yes	08/2018	May 17, 2019	Mar 25, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• R••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 25, 2020	$31.7M	$31.7M	4	3	0	1	$31.7M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$31.7M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Advises (1)

→ T•••• R••• C•••••• M••••• F•••• L•••Private fundHedge Fund, IA
May 17, 2019 to presentfactForm ADV

Controls (4)

← W•••• J••••• P•••OwnerOWNER, ownership code D, individual
May 17, 2019 to presentfactForm ADV
← G••••••• K••••• J•••••OwnerOWNER, ownership code D, individual
May 17, 2019 to presentfactForm ADV
← C••••• C••••• J•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
May 17, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d18447b8-0adf-4b30-e9cd-5198b75c7b57
First observed: May 17, 2019
Last observed: Mar 25, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.