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Advisor at OSAIC WEALTH, INC.
Tampa, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 15, 2023 | n/a | yes | Tampa, FL|TAMPA, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 22, 2011 | May 2, 2023 | no | TAMPA, FL | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Nov 10, 2004 | Aug 2, 2011 | no | TAMPA, FL|TAMPA, FL|APPLETON, WI|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | OSAIC WEALTH, INC. | May 2, 2023 | May 15, 2023 | 13 | Firm change | Ibd to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 2, 2011 | Aug 22, 2011 | 20 | Firm change | Other |