D•••• S•••

Advisor at U••• B•••••• A•••••••• L••

Brentwood, TN

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Search this name across graphsid dfx:ria:d18b807f-1347-bf1e-e359-c8e6e6c0e0fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 12, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Jul 1, 2026	n/a	yes	Brentwood, TN	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 24, 2023	May 13, 2026	no	Nolensville, TN\|Smyrna, TN\|Nashville, TN\|BONITA, CA\|LOS ANGELES, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SPRING VALLEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	U••• B•••••• A•••••••• L••	May 13, 2026	Jul 1, 2026	49	Firm change	Wirehouse to ibd
W••••••• I••••••••• M••••••••• L••	J••• M••••• S••••••••• L••	Aug 26, 2022	Jan 24, 2023

Relationships

Registered with (3)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2023 to May 13, 2026factForm ADV
→ W••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 12, 2022 to Aug 26, 2022factForm ADV

Dated events

Occurred
May 13, 2026
Advisor changed firm
D•••• S••• left J••• M••••• S••••••••• L•• for U••• B•••••• A•••••••• L•• (registered 2026-07-01)
Form ADVobserved 7 days ago
Occurred
Aug 26, 2022
Advisor changed firm
D•••• S••• left W••••••• I••••••••• M••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-01-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d18b807f-1347-bf1e-e359-c8e6e6c0e0fe
First observed: May 12, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.