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Advisor at CARRINGTON ADVISORS, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARRINGTON ADVISORS, LLC | State registered | Jan 15, 2021 | n/a | yes | DALLAS, TX | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Feb 18, 2014 | Apr 1, 2021 | no | DALLAS, TX|KENTWOOD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | CARRINGTON ADVISORS, LLC | Apr 1, 2021 | Jan 15, 2021 | -76 | Firm change after gap | Ibd to state RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:311522:MI:2021-04-01 | Apr 1, 2021 | Jan 15, 2021 | KENTWOOD, MI | Firm change after gap |