DFX Intelligence

G••••• W•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

G••••• W•••• M••••••••

Advisor at C••••••••• F•••••••• N••••••

Beaver Falls, PA

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Search this name across graphsid dfx:ria:d193cf5c-d887-70b2-fd55-f0145c839410

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Feb 1, 2024	n/a	yes	Beaver Falls, PA	Current employment
E•••••••• A•••••••• L••	National bd RIA	May 29, 2019	Feb 6, 2024	no	INDEPENDENCE, OH\|Beaver Falls, PA\|INDEPENDENCE, OH\|BEAVER FALLS, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C••••••••• F•••••••• N••••••	Feb 6, 2024	Feb 1, 2024	-5	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 29, 2019 to Feb 6, 2024factForm ADV

Dated events

Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d193cf5c-d887-70b2-fd55-f0145c839410
First observed: May 29, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.