DFX Intelligence

I•• M•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

I•• M•••••• S•••••••

Advisor at S••••••••• W••••• S•••••• L••

Grand Island, NE | KEARNEY, NE

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Search this name across graphsid dfx:ria:d197f0b1-30fa-ca07-d7cd-4d4560641db5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• S•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• S•••••• L••	Independent wealth	Apr 16, 2026	n/a	yes	KEARNEY, NE\|Grand Island, NE	Current employment
P•••••••• A•••••• S•••••••	Bd affiliated wealth	Aug 14, 2024	Apr 16, 2026	no	Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••• S•••••••	S••••••••• W••••• S•••••• L••	Apr 16, 2026	Apr 16, 2026	0	Firm change	Ibd to RIA
P•••••••• S••••••••• I•••	P•••••••• A•••••• S•••••••	Nov 26, 2023	Aug 14, 2024

Relationships

Registered with (3)

→ S••••••••• W••••• S•••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ P•••••••• A•••••• S•••••••Registered adviserregistration: previous registration
Aug 14, 2024 to Apr 16, 2026factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2023 to Nov 26, 2023factForm ADV

Dated events

Occurred
Apr 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d197f0b1-30fa-ca07-d7cd-4d4560641db5
First observed: Jun 3, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.