DFX Intelligence

S•••• E••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

S•••• E••••• P•••

Advisor at A•••••• W••••• M••••••••• L••

Essex

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Search this name across graphsid dfx:ria:d19bf828-7b87-e4fd-d28b-3a1fac96c25f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Oct 9, 2023	n/a	yes	Essex	Current employment
S••••••• W••••• U••	Independent wealth	May 12, 2021	Sep 13, 2023	no	HOUSTON, TX\|Las Vegas, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• U••	A•••••• W••••• M••••••••• L••	Sep 13, 2023	Oct 9, 2023	26	Firm change	RIA to RIA
B••••• G••••• A•••••• N••••••• L••	S••••••• W••••• U••	Apr 29, 2021	May 12, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
288833:313358:NV:2021-04-29	Apr 29, 2021	May 12, 2021	LAS VEGAS, NV	Firm change

Relationships

Registered with (3)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 9, 2023 to presentfactForm ADV
→ S••••••• W••••• U••Registered adviserregistration: previous registration
May 12, 2021 to Sep 13, 2023factForm ADV
→ B••••• G••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Dec 17, 2020 to Apr 29, 2021factForm ADV

Dated events

Occurred
Sep 13, 2023
A•••••• firm change
S•••• E••••• P••• left S••••••• W••••• U•• for A•••••• W••••• M••••••••• L•• (registered 2023-10-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d19bf828-7b87-e4fd-d28b-3a1fac96c25f
First observed: Dec 17, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.