DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
ALTAMONTE SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 21, 2020 | n/a | yes | ALTAMONTE SPRINGS, FL|ALTAMONTE SPRINGS, FL | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Feb 10, 2017 | Aug 26, 2020 | no | ORANGE CITY, FL|ORLANDO, FL|ORLANDO, FL|SANFORD, FL|SANFORD, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Aug 26, 2020 | Aug 21, 2020 | -5 | Firm change | Wirehouse to ibd |
| F•••• T•••• S••••••••• I••• | W•••• F•••• A••••••• | Feb 17, 2017 | Feb 10, 2017 |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Oct 24, 2014 | Feb 17, 2017 | no | DAYTONA BEACH, FL|LAKE MARY, FL|DELAND, FL|SANFORD, FL|DELTONA, FL|DELTONA, FL|ALTAMONTE SPRINGS, FL|PORT ORANGE, FL|LONGWOOD, FL|DAYTONA BEACH, FL|LAKE MARY, FL|ORMOND BEACH, FL|ORLANDO, FL|ORLANDO, FL|OVIEDO, FL|WINTER PARK, FL|OVIEDO, FL|MAITLAND, FL|ORLANDO, FL|DAYTONA BEACH, FL|CASSELBERRY, FL | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Sep 3, 2013 | Oct 16, 2014 | no | MAITLAND, FL|CHARLOTTE, NC|LEESBURG, FL|CRYSTAL RIVER, FL|ALTAMONTE SPRINGS, FL|WILDWOOD, FL|INVERNESS, FL|EUSTIS, FL|BEVERLY HILLS, FL | Previous registration |
| E••••• J•••• | National bd RIA | Jun 30, 2010 | Aug 16, 2013 | no | ORLANDO, FL|ST LOUIS, MO|FT MYERS, FL|ORLANDO, FL|ORLANDO, FL | Previous registration |
| -7 |
| Firm change |
| Other |
| B••• I••••••••• S•••••••• I••• | F•••• T•••• S••••••••• I••• | Oct 16, 2014 | Oct 24, 2014 | 8 | Firm change | Other |
| E••••• J•••• | B••• I••••••••• S•••••••• I••• | Aug 16, 2013 | Sep 3, 2013 | 18 | Firm change | Ibd to new firm |