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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CASTLE CREEK PARTNERS, LLC

CRD 161979

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1a2b1ca-3cb6-ce5b-e265-1f5dd7faba91

Data as of May 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 10, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $89.5MItem 5.F on the latest filing (2012-05-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $89.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $89.5Mgross asset value as reported per fund; never fund size
Custody, client assets: $42,654
SEC number: 801-75485
CRD: 161979
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: May 10, 2012
Organised: Limited Liability Company, Illinois

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CASTLE CREEK FUND, LP	Hedge Fund	$19.4M	Sep 7, 2023	27	Mar 29, 2012	reported	021-76108

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASHER, DANIEL, BRUCE	President	E	yes	10/1995	Mar 29, 2012	May 10, 2012
DANSU, INC.	Member	E	yes	02/2004	Mar 29, 2012	May 10, 2012
GOLDMAN, FRED, OWEN	Cfo	Na	yes	02/2004	Mar 29, 2012	May 10, 2012
SHIMANEK, WILLIAM, JAMES	Cco	Na	no	02/2004	Mar 29, 2012	May 10, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMPASS PROFESSIONAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
EQUITEC PROPRIETARY MARKETS, LLC	n/a	n/a	n/a	N	yes	n/a
EQUITEC SPECIALISTS, LLC	n/a	n/a	n/a	N	yes	n/a
EQUITEC TRADING, LLC	n/a	n/a	n/a	N	yes	n/a
PYRAMID TRADING LP	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ CASTLE CREEK FUND, LPPrivate fundHedge Fund, ERA
Mar 29, 2012 to presentfactForm ADV

Controls (3)

← ASHER, DANIEL, BRUCEOwnerPRESIDENT, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← GOLDMAN, FRED, OWENOwnerCFO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DANSU, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← SHIMANEK, WILLIAM, JAMESOwnerCCO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1a2b1ca-3cb6-ce5b-e265-1f5dd7faba91
First observed: Mar 29, 2012
Last observed: May 10, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CASTLE CREEK PARTNERS, LLC

CRD 161979

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1a2b1ca-3cb6-ce5b-e265-1f5dd7faba91

Data as of May 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CASTLE CREEK FUND, LP

Hedge Fund

$19.4M

Sep 7, 2023

Mar 29, 2012

reported

021-76108

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASHER, DANIEL, BRUCE

President

yes

10/1995

Mar 29, 2012

May 10, 2012

DANSU, INC.

Member

yes

02/2004

Mar 29, 2012

May 10, 2012

GOLDMAN, FRED, OWEN

Cfo

yes

02/2004

Mar 29, 2012

May 10, 2012

SHIMANEK, WILLIAM, JAMES

Cco

02/2004

Mar 29, 2012

May 10, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMPASS PROFESSIONAL SERVICES, LLC

n/a

yes

n/a

EQUITEC PROPRIETARY MARKETS, LLC

n/a

yes

n/a

EQUITEC SPECIALISTS, LLC

n/a

yes

n/a

EQUITEC TRADING, LLC

n/a

yes

n/a

PYRAMID TRADING LP

n/a

yes

n/a