DFX Intelligence

T••••• J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner20 years in industry

T••••• J•••• S••••••

Advisor at A••••••••• W••••• P•••••••

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1add7be-829e-dc55-54b3-7582ffa6ede1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• P•••••••	Independent wealth	Mar 4, 2025	n/a	yes	MINNETONKA, MN\|MINNETONKA, MN	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Dec 15, 2020	Mar 3, 2025	no	WAYZATA, MN\|PHOENIX, AZ\|Minnetonka, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	A••••••••• W••••• P•••••••	Mar 3, 2025	Mar 4, 2025	1	Firm change	RIA to RIA
A••••••••• W••••• P•••••••	F••••••••• I••••••••• A••••••• L••	Dec 7, 2020	Dec 15, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:113074:MN:2025-03-03	Mar 3, 2025	Mar 4, 2025	MINNETONKA, MN	Firm change
113074:175083:MN:2020-12-07	Dec 7, 2020	Dec 15, 2020	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (4)

→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 14, 2016 to Dec 7, 2020factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 15, 2020 to Mar 3, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 27, 2015 to Mar 23, 2016factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1add7be-829e-dc55-54b3-7582ffa6ede1
First observed: Jun 5, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.