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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

CRAIG MICHAEL ZALECK

Advisor at LPL FINANCIAL LLC

BAYONNE, NJ

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Search this name across graphsid dfx:ria:d1c20c4c-12da-07cd-4ad9-bf9b977df724

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 28, 2007
First registration: Aug 4, 2009
Dual registered: yes, broker-dealer
Other names: CRAIG ZALECK
IAPD individual key: 4432103

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 13, 2021	n/a	yes	BAYONNE, NJ	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Jan 13, 2021	no	BAYONNE, NJ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Nov 16, 2015	Nov 12, 2020	no	Bayonne, NJ	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Aug 4, 2009	Nov 16, 2015	no	BAYONNE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Jan 13, 2021	Jan 13, 2021	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	Bulk transfer	Ibd to ibd
WORLD ADVISORY SERVICES	FIRST ALLIED ADVISORY SERVICES, INC.	Nov 16, 2015	Nov 16, 2015	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 13, 2021 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Jan 13, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 16, 2015 to Nov 12, 2020factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 4, 2009 to Nov 16, 2015factForm ADV

Dated events

No dated event names this entity yet.