DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• P•••••• W••••• A•••••••
Summerville, SC | PORT CHARLOTTE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• P•••••• W••••• A••••••• | Independent wealth | Mar 3, 2025 | n/a | yes | Summerville, SC|PORT CHARLOTTE, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Mar 31, 2025 | no | CORAL SPRINGS, FL|SAINT PETERSBURG, FL|GEORGETOWN, TX|GEORGETOWN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C•••••• P•••••• W••••• A••••••• | Mar 31, 2025 | Mar 3, 2025 | -28 | Firm change | Ibd to new firm |
| R•••••• J•••• F•••••••• S•••••••• I••• | W••••••• F•••••••• C••••••••• | Jan 2, 2009 | Mar 16, 2004 |
| Previous registration |
| W••••••• F•••••••• C••••••••• | n/a | Mar 16, 2004 | Dec 31, 2005 | no | GEORGETOWN, TX | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Feb 25, 2004 | Jan 2, 2009 | no | GEORGETOWN, TX|Port Charlotte, FL|GEORGETOWN, TX|GEORGETOWN, TX | Previous registration |
| -1,753 |
| Firm change after gap |
| Other |
| W••••••• F•••••••• C••••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 31, 2005 | Jan 2, 2009 | 1,098 | Firm change after gap | Other |